| 15-00170 | 08/25/2015 | Claimant(s): Brian Nelson
Claimant Lawyers(s): David E. Robbins
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Rebecca J. Nelson
Arbitrator(s): Robert S. Banks, Michael D. Weiner, Katherine H. O'Neil
Hearing Site: Portland, OR
| | $0 |
| 14-00260 | 08/24/2015 | Claimant(s): Michael Choy
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Lanny M. Leff
Hearing Site: Phoenix, AZ
| | $0 |
| 14-01929 | 08/24/2015 | Claimant(s): Saagar Gupta
Claimant Lawyers(s): Daniel E. Rhynhart
Respondent(s): HAP Trading
Respondent Lawyers(s): Ira Lee Sorkin
Arbitrator(s): Daniel B. Berkson, Howard L. Sobel, Linda J. Baer
Hearing Site: New York, NY
| | $0 |
| 14-02350 | 08/24/2015 | Claimant(s): Victor Connor
Claimant Lawyers(s): Spencer Sax
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Caroline K. Hall
Arbitrator(s): Steven E. Eisenberg
Hearing Site: Boca Raton, FL
| | $0 |
| 15-00168 | 08/24/2015 | Claimant(s): Roberto Rivera Vazquez
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Popular Securities
Respondent Lawyers(s): Nathan Lamb
Arbitrator(s): Gerald Silverman, Yarie Socorro Comas, Magda M. Fernandez Torres
Hearing Site: San Juan, PR
| | $0 |
| 13-03699 | 08/21/2015 | Claimant(s): Cleo Beletsis
Claimant Lawyers(s): Derrelle Janey
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): William G. Binckes, Michael F. Spellman, Steven Andrew Certilman
Hearing Site: New York, NY
| | $0 |
| 14-03445 | 08/21/2015 | Claimant(s): Southwest Securities.
Claimant Lawyers(s): Richard D. Pullman
Respondent(s): Neville Richardson
Respondent Lawyers(s): Neville Richardson
Arbitrator(s): James N. D'Orso
Hearing Site: San Francisco, CA
| | $0 |
| 13-03642 | 08/19/2015 | Claimant(s): Elisabeth Lurye
Claimant Lawyers(s): Brittany Weiner
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Lawrence R. Sandak
Arbitrator(s): Randolph Guggenheimer, Lisa Catalano, Fern Sue Reidman
Hearing Site: New York, NY
| | $0 |
| 14-03385 | 08/17/2015 | Claimant(s): Michele Kief
Claimant Lawyers(s): Kathy M. Klock
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Gloria O. North
Hearing Site: Boca Raton, FL
| | $0 |
| 14-00305 | 08/13/2015 | Claimant(s): Laura Hunsicker
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Bryon P. Fusini, Douglas Earl McLaren, Peter H. Goldberg
Hearing Site: Washington, DC
| | $0 |
