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FINRA Awards for Michael F. Spellman

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0369908/21/2015Claimant(s): Cleo Beletsis
Claimant Lawyers(s): Derrelle Janey
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): William G. Binckes, Michael F. Spellman, Steven Andrew Certilman
Hearing Site: New York, NY
11-0059808/15/2013Claimant(s): Serge Nahas
Claimant Lawyers(s): Theodore G. Eppenstein
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): David Finnegan, Keely D. Parr, Linda J. Baer, Michael F. Spellman
Hearing Site: New York, NY
08-0044905/20/2009Claimant(s): Gordon Levey
Claimant Lawyers(s): Michael Schwartzberg
Respondent(s): Barret Naylor, Douglas Lowey, Brownstone Investment Group
Respondent Lawyers(s): Eric B. Fisher, Michael H. Ference
Arbitrator(s): Hugh N. Fryer, Peter A. Goldman, Michael F. Spellman
Hearing Site: New York, NY

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