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FINRA Awards for Neville Richardson

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0344508/21/2015Claimant(s): Southwest Securities.
Claimant Lawyers(s): Richard D. Pullman
Respondent(s): Neville Richardson
Respondent Lawyers(s): Neville Richardson
Arbitrator(s): James N. D'Orso
Hearing Site: San Francisco, CA

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