| 14-00814 | 10/06/2015 | Claimant(s): Keith McGregory
Claimant Lawyers(s): Keith McGregory
Respondent(s): Bernard Beal, M. R. Beal & Company
Respondent Lawyers(s): Bernard B. Beal
Arbitrator(s): Peter Ordower, Suanne F. Goldman, Howard T. Goffen
Hearing Site: Chicago, IL
| | $0 |
| 14-01648 | 10/06/2015 | Claimant(s): Lourdes Rodriguez
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Daniel P. Lund, Christopher J. Klein, James D. Sallah
Hearing Site: Miami, FL
| | $0 |
| 15-00582 | 10/06/2015 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Megan Smith
Respondent(s): David Nell
Respondent Lawyers(s): David Nell
Arbitrator(s): Michael S. Yauch
Hearing Site: Houston, TX
| | $0 |
| 13-02352 | 10/05/2015 | Claimant(s): Mark Burkhardt
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Kirk Stager, Lawrence Brazie, Westminster Financial Advisory, Westminster Financial Securities.
Respondent Lawyers(s): George A. Katchmer
Arbitrator(s): Emily Eiselman Hunter, Robert H. Boorman, Robert Field
Hearing Site: Washington, DC
| | $0 |
| 14-02768 | 10/05/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Besart Morina
Respondent Lawyers(s): Jay T. Jambeck
Arbitrator(s): Herb Schwartz
Hearing Site: San Francisco, CA
| | $0 |
| 15-00392 | 10/05/2015 | Claimant(s): Michael Magruder
Claimant Lawyers(s): David E. Robbins
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Ann Blaess Kimball, Stephen Ronald Crissey, Eric Ross Cromartie
Hearing Site: Dallas, TX
| | $0 |
| 14-02777 | 10/02/2015 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Alan Blecker
Respondent Lawyers(s): Brian J. Neville
Arbitrator(s): Bernard M. Levine
Hearing Site: Newark, NJ
| | $0 |
| 14-00458 | 10/01/2015 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): James J. McNamara
Respondent(s): Whitney Floren
Respondent Lawyers(s): Elliot M. Sherman
Arbitrator(s): Arthur J. Giacomarra, Nadine Nasser Donovan, Michael Christopher Hildreth
Hearing Site: Boston, MA
| | $0 |
| 10-00817 | 09/29/2015 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Steven Ipp
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): George G. Kurschner, Donald Theodore Ryce, Robert S. Shuster
Hearing Site: Boca Raton, FL
| | $0 |
| 14-01408 | 09/28/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Douglas Schroeder
Respondent Lawyers(s): Wesley T. Dunaway
Arbitrator(s): Raymond E. Cornelius
Hearing Site: Orlando, FL
| | $0 |
