Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03214 | 05/06/2019 | Claimant(s): Peter Shusterman Claimant Lawyers(s): Frances Menzer Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Bradley Fishman Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA | $0 | |
| 18-03936 | 05/06/2019 | Claimant(s): Bradley Childs Claimant Lawyers(s): Bradley D. Childs Respondent(s): Silber Bennett Financial. Respondent Lawyers(s): Jamie Bennett Arbitrator(s): Peter N. Thompson Hearing Site: Minneapolis, MN | $0 | |
| 18-02222 | 05/03/2019 | Claimant(s): James Allen Claimant Lawyers(s): Joshua B. Kons Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Michael S. Matek Hearing Site: Chicago, IL | $0 | |
| 18-03295 | 05/03/2019 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Vy Truong Respondent Lawyers(s): Vy Truong Arbitrator(s): Kenneth Paul Williams, Alan Gradzki, Harrison Johnson Hearing Site: New York, NY | $0 | |
| 18-03745 | 05/03/2019 | Claimant(s): Paul Doak Claimant Lawyers(s): Nicholas J Dale Respondent(s): Cambridge Investment Research., Mony Securities Corporation Respondent Lawyers(s): Andrea Shafer, Annet K. Ebright Arbitrator(s): Joseph C. Roberts Hearing Site: Seattle, WA | $0 | |
| 19-00101 | 05/03/2019 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): Ryan Capatosto Respondent Lawyers(s): Ryan Lawrence Capatosto Arbitrator(s): Richard M. Norman Hearing Site: Los Angeles, CA | $0 | |
| 17-02431 | 05/02/2019 | Claimant(s): Cantor Fitzgerald & Co. Claimant Lawyers(s): David A. Paul Respondent(s): Ilan Adika Respondent Lawyers(s): Jane Albertson Arbitrator(s): Vicki Z. Holleman, Robert L. Nisely, Ronald Harris Kisner Hearing Site: New York, NY | $0 | |
| 18-00144 | 05/02/2019 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Joseph Befera Respondent Lawyers(s): Joseph G. Befera Arbitrator(s): Kenneth R. Starr Hearing Site: Tampa, FL | $0 | |
| 18-03798 | 05/02/2019 | Claimant(s): John Lahoud Claimant Lawyers(s): Jennifer Willey Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Gregory S. Sparer Arbitrator(s): Sam Antar Hearing Site: Newark, NJ | $0 | |
| 18-02489 | 05/01/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Denis O'Leary Respondent Lawyers(s): Denis Patrick O'Leary Arbitrator(s): Anna Lascar Hearing Site: New York, NY | $0 |