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FINRA Awards for James Allen

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0222205/03/2019Claimant(s): James Allen
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL

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