Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03500 | 07/25/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N. Will Respondent(s): Kevin Jurovich Respondent Lawyers(s): Kevin A. Jurovich Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 18-04332 | 07/25/2019 | Claimant(s): Steven Baumrucker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): HD Vest Investment Services Respondent Lawyers(s): Eric Chartan Arbitrator(s): Joseph Neal Richardson Hearing Site: Wichita, KS | ||
| 19-00100 | 07/25/2019 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Connie Rodriguez Respondent Lawyers(s): Connie Lerma Rodriguez Arbitrator(s): I. Douglas Dunipace Hearing Site: Phoenix, AZ | ||
| 18-01670 | 07/24/2019 | Claimant(s): Kestra Financial., Kestra Investment Services Claimant Lawyers(s): Richard D'Amura Respondent(s): Stephen Luz Respondent Lawyers(s): Jeb Singer Arbitrator(s): Harvey Barrison, Marvin Schleyer, Michele S. Riley Hearing Site: New York, NY | ||
| 18-04093 | 07/24/2019 | Claimant(s): Capital Financial Services. Claimant Lawyers(s): Gordon Dihle Respondent(s): Gary Gilbert Respondent Lawyers(s): Chet Taylor Arbitrator(s): Jack D. Elmquist Hearing Site: Minneapolis, MN | ||
| 18-04371 | 07/24/2019 | Claimant(s): Rick Kent Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 18-04412 | 07/24/2019 | Claimant(s): Kathleen Hobart Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Paul R. Meyer Hearing Site: Seattle, WA | ||
| 18-04413 | 07/24/2019 | Claimant(s): Kathleen Hobart Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Brandy Pikus Arbitrator(s): William Michael Samsel Hearing Site: Seattle, WA | ||
| 16-03169 | 07/23/2019 | Claimant(s): Jeffrey Feld Claimant Lawyers(s): Bradley P. Rothman Respondent(s): AXA Advisors, AXA Network Respondent Lawyers(s): Michael N. Ungar Arbitrator(s): Roy B. Gonas, Erika Deutsch Rotbart, Robert C. Harris Hearing Site: Boca Raton, FL | ||
| 18-02295 | 07/23/2019 | Claimant(s): Troy Taylor Claimant Lawyers(s): Troy Wayne Taylor Respondent(s): Amegy Investments. Respondent Lawyers(s): Thomas J. Press Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX |