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FINRA Awards for Connie Lerma Rodriguez

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0010007/25/2019Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Connie Rodriguez
Respondent Lawyers(s): Connie Lerma Rodriguez
Arbitrator(s): I. Douglas Dunipace
Hearing Site: Phoenix, AZ

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