Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01078 | 10/28/2019 | Claimant(s): John Micera Claimant Lawyers(s): Andrew T. Mount Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Tiana M. Towns Arbitrator(s): Morton S. Bunis Hearing Site: Newark, NJ | ||
| 19-01291 | 10/28/2019 | Claimant(s): Gabriel Matos Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 17-02315 | 10/25/2019 | Claimant(s): James Smyth Claimant Lawyers(s): Ross B Intelisano Respondent(s): Cantor Fitzgerald & Co. Respondent Lawyers(s): Nirav S. Shah Arbitrator(s): William G. Binckes, Ronald Harris Kisner, Leslie Conason Hearing Site: New York, NY | ||
| 19-00029 | 10/25/2019 | Claimant(s): Jonathan Beukelman, Mark Geist Claimant Lawyers(s): Cheryl S. Chang Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Matthew F. Renna Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Omaha, NE | ||
| 19-00157 | 10/25/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Andrew R. Park Respondent(s): Charles Coffey Respondent Lawyers(s): Charles Wayne Coffey Arbitrator(s): Tina E. Patterson Hearing Site: Baltimore, MD | ||
| 18-02692 | 10/24/2019 | Claimant(s): Hitesh Mittal Claimant Lawyers(s): Jacob W. Buchdahl Respondent(s): ITG Inc. Respondent Lawyers(s): Andrew Gordon Arbitrator(s): Judith C. Zerden, Benjamin L. Anderson, Mariane A. Liebowitz Hearing Site: New York, NY | ||
| 18-03007 | 10/24/2019 | Claimant(s): William Blair & Company L.L.C. Claimant Lawyers(s): Gary I. Blackman Respondent(s): Ajay Thomas Respondent Lawyers(s): Clay Hartmann Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | ||
| 19-00035 | 10/24/2019 | Claimant(s): Francesco Traina Claimant Lawyers(s): Michelle M. Atlas Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | ||
| 19-00739 | 10/24/2019 | Claimant(s): Brian Lockett, Morgan Arford Claimant Lawyers(s): John A. Bender Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Philip E. Cutler Hearing Site: Seattle, WA | ||
| 19-00885 | 10/24/2019 | Claimant(s): Edward Hildebrand Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Stephens Respondent Lawyers(s): Jana Kim Fowler Arbitrator(s): Lynne M. Gomez Hearing Site: Little Rock, AR |