Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01738 | 04/16/2024 | Claimant(s): Qi Wen Claimant Lawyers(s): William Bean Respondent(s): Jefferies LLC Respondent Lawyers(s): Andrew Shapren Arbitrator(s): John Warner Lowe Hearing Site: New York, NY | ||
| 23-01937 | 04/15/2024 | Claimant(s): Donald Laurence Claimant Lawyers(s): Stephan Louviere Respondent(s): Hilltop Securities Inc. Respondent Lawyers(s): David M. Clem Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 23-02872 | 04/12/2024 | Claimant(s): David Peyser Claimant Lawyers(s): Stephan Louviere Respondent(s): PNC Investments Respondent Lawyers(s): Robert S. Whitman Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ | ||
| 23-01382 | 04/11/2024 | Claimant(s): Gregory Benner Claimant Lawyers(s): Peter Lindholm Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Heidi E. VonderHeide Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 23-01090 | 04/11/2024 | Claimant(s): Barry Kiront Claimant Lawyers(s): John Stewart Respondent(s): Monroe Parker Securities., Woodstock Financial Group. Respondent Lawyers(s): Alan Lipsky, William J. Raike Arbitrator(s): Veronica Ann Williams Hearing Site: New York, NY | ||
| 23-01349 | 04/11/2024 | Claimant(s): Peter Armstrong Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Advisors Asset Management. Respondent Lawyers(s): Kevin B. Walker Arbitrator(s): Jim Geiger Hearing Site: Columbus, OH | ||
| 23-02772 | 04/11/2024 | Claimant(s): Inderpal Anand Claimant Lawyers(s): James P. Galvin Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 23-01414 | 04/10/2024 | Claimant(s): Frank Briseno, III Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Lynne M. Gomez Hearing Site: New Orleans, LA | ||
| 23-02992 | 04/10/2024 | Claimant(s): Douglas Breitenbach Claimant Lawyers(s): Michael Davis Hoenig Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Michael L. Fortney Hearing Site: Cleveland, OH | ||
| 23-01289 | 04/10/2024 | Claimant(s): David Hancock Claimant Lawyers(s): Dochtor Kennedy Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Christopher J. Murdoch Arbitrator(s): Lita S. Menkin Hearing Site: Birmingham, AL |