Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00126 | 01/03/2020 | Claimant(s): Jerry Kiefer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Lawrence R. Maxwell Hearing Site: Oklahoma City, OK | ||
| 19-02043 | 01/03/2020 | Claimant(s): Mitchell Hassenbein Claimant Lawyers(s): Faun Marie Phillipson Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): John T. McGuire Arbitrator(s): Michele S. Riley Hearing Site: New York, NY | ||
| 19-02157 | 01/03/2020 | Claimant(s): Charles Chan Claimant Lawyers(s): Joel M. Everest Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Patricia Kathleen Costello Hearing Site: New York, NY | ||
| 16-03088 | 01/02/2020 | Claimant(s): Eddy Santos Claimant Lawyers(s): Eddy E. Santos Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Rima F. Hartman Arbitrator(s): Eva H. Posman, Jeffrey P. Bachmann, Amy Banet Hearing Site: New York, NY | ||
| 18-02540 | 01/02/2020 | Claimant(s): Alex Wilson, Bryan Clapham, James Goggins, Jason Proctor, Jennifer Meyer, Michael Andrews Claimant Lawyers(s): Jonah A Toleno Respondent(s): USAAFinancial Advisors. Respondent Lawyers(s): Michael R. Greco Arbitrator(s): Deanna J. Johnson, Randall B Christison, Blake Dean Baxter Hearing Site: San Diego, CA | ||
| 19-00173 | 01/02/2020 | Claimant(s): Kathy Colby Claimant Lawyers(s): Joseph H. Spiegel Respondent(s): Dominion Investor Services. Respondent Lawyers(s): Samuel P. Mauch Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI | ||
| 19-01261 | 01/02/2020 | Claimant(s): Mark Elston Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Laurel Littman Gothelf Hearing Site: Reno, NV | ||
| 19-01454 | 01/02/2020 | Claimant(s): Todd Silaika Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sara K. Yates Arbitrator(s): Alice E. Winkler Hearing Site: Albany, NY | ||
| 19-01500 | 12/30/2019 | Claimant(s): David Henry Claimant Lawyers(s): Stephan Louviere Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Tim Meehan Arbitrator(s): Philip J. Glick Hearing Site: Chicago, IL | ||
| 19-02840 | 12/30/2019 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Lindsay E. Wuller Respondent(s): John Church Respondent Lawyers(s): John Dewey Church Arbitrator(s): Leo G. Stern Hearing Site: Minneapolis, MN |