| 18-01022 | 02/06/2020 | Claimant(s): Ty Bauer
Claimant Lawyers(s): Andy T. Arant
Respondent(s): Donald Blackwell
Respondent Lawyers(s): Brad Walsh
Arbitrator(s): Earle J. Schwarz, Stephen H. Biller, William Robert Vance
Hearing Site: Memphis, TN
| | |
| 19-00153 | 02/06/2020 | Claimant(s): Michael Tusing
Claimant Lawyers(s): Harris M. Freedman
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Gideon Mark
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
| | |
| 19-00200 | 02/06/2020 | Claimant(s): Christopher Moran
Claimant Lawyers(s): Edward Cerasia
Respondent(s): Phillip Michals, Raffaele Gambardella, Robert Eide, Aegis Capital Corp.
Respondent Lawyers(s): Chris Lazarini, Iciss Tillise
Arbitrator(s): Francis Carling, Michael Davies, Elise I. Strauss
Hearing Site: New York, NY
| | |
| 19-00563 | 02/06/2020 | Claimant(s): Anthony Sica
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Prudential Securities, Shearson Lehman Brothers Inc. (Puerto Ri
Respondent Lawyers(s): Alan S. Brodherson, Joseph A. Del Duca
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
| | |
| 19-02706 | 02/06/2020 | Claimant(s): Charles Wu
Claimant Lawyers(s): Charles Wu
Respondent(s): Ferghana Securities.
Respondent Lawyers(s): William J. Kridel
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
| | |
| 19-01319 | 02/05/2020 | Claimant(s): Steven Moreno
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jacqueline R. Meyers
Arbitrator(s): John E. Ohashi, Jack R. Goetz, Adam Michael Porter
Hearing Site: Los Angeles, CA
| | |
| 19-01536 | 02/05/2020 | Claimant(s): Tiffany Wright
Claimant Lawyers(s): Frances Menzer
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): C. Evan Stewart
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | |
| 19-03211 | 02/05/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Ian Deliz Morales
Respondent Lawyers(s): Ian M. Deliz Morales
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
| | |
| 18-03869 | 02/04/2020 | Claimant(s): Adam Holeman
Claimant Lawyers(s): Adam Noah Holeman
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Jay Alan Kranis, Regina Waynes Joseph, Timothy F. Grable
Hearing Site: Newark, NJ
| | |
| 19-00880 | 02/04/2020 | Claimant(s): Carl Rogers
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Ameritas Investment Corp., Equity Services.
Respondent Lawyers(s): Andrea D. Snowden, Derek C. Anderson
Arbitrator(s): Dwane Edward Vickstrom
Hearing Site: Charlotte, NC
| | |
