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FINRA Awards for Charles Wu

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0270602/06/2020Claimant(s): Charles Wu
Claimant Lawyers(s): Charles Wu
Respondent(s): Ferghana Securities.
Respondent Lawyers(s): William J. Kridel
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY

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