| 19-02961 | 04/09/2020 | Claimant(s): Chuck Roberts
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
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| 19-03112 | 04/09/2020 | Claimant(s): Bryan Hwang
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
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| 19-03132 | 04/09/2020 | Claimant(s): Barak Raviv
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Samantha D. Parrish
Arbitrator(s): Richard Maurice Robinson
Hearing Site: Los Angeles, CA
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| 17-02177 | 04/08/2020 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Rajesh Gupta
Respondent Lawyers(s): Aaron Maduff
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
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| 19-02000 | 04/08/2020 | Claimant(s): Insight Securities.
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): David G. Januszewski
Arbitrator(s): Leonard M. Bakal, Alice Holly Oshins, Raquel Kraus
Hearing Site: New York, NY
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| 19-02551 | 04/08/2020 | Claimant(s): Kirk Gravelle
Claimant Lawyers(s): Nisha S. Wright
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Seth L. Finkel, Gregory S. Tendrich, Rosemarie Ann Jannuzzi
Hearing Site: Boca Raton, FL
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| 19-02739 | 04/08/2020 | Claimant(s): Paula Steinberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
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| 17-01930 | 04/07/2020 | Claimant(s): Michael Campbell, Dominick & Dickerman LLC
Claimant Lawyers(s): Edward James Little
Respondent(s): Gary Wunderlich, Wunderlich Securities.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Jill I. Gross, Joel B. Finard, A. Rene Hollyer
Hearing Site: New York, NY
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| 18-01009 | 04/07/2020 | Claimant(s): Michael Hamze
Claimant Lawyers(s): Michael Zafer Hamze
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Stephanie L. Adler-Paindiris
Arbitrator(s): Donald Theodore Ryce, Andrew Jay Kohan, Deborah Rachel Beylus
Hearing Site: Boca Raton, FL
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| 18-04236 | 04/07/2020 | Claimant(s): Kenneth Glick
Claimant Lawyers(s): Jeffrey Liddle
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Travis R. Chapin
Arbitrator(s): Linda J. Baer, Jay Alan Kranis, John Joseph DeLorenzo
Hearing Site: Newark, NJ
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