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FINRA Awards for Rajesh Gupta

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0217704/08/2020Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Rajesh Gupta
Respondent Lawyers(s): Aaron Maduff
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL

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