Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00757 | 10/01/2020 | Claimant(s): Stanley Ciotoli Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Harvey R. Linder Hearing Site: Charlotte, NC | ||
| 20-01718 | 10/01/2020 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): Arthur Brown Respondent Lawyers(s): Arthur T. Brown Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 20-00910 | 09/30/2020 | Claimant(s): Securities America. Claimant Lawyers(s): Chad Weaver Respondent(s): Elliott Cox Respondent Lawyers(s): Elliott Charles Cox Arbitrator(s): Thomas D. Reese Hearing Site: San Francisco, CA | ||
| 20-00746 | 09/29/2020 | Claimant(s): Edward Patzer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 20-01210 | 09/29/2020 | Claimant(s): Andoni Yturralde Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Keely D. Parr Hearing Site: New York, NY | ||
| 20-00052 | 09/28/2020 | Claimant(s): Bradley Armstrong Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Ray J. Grzebielski Hearing Site: Chicago, IL | ||
| 20-01149 | 09/28/2020 | Claimant(s): Alisa Jaffe Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | ||
| 19-03454 | 09/25/2020 | Claimant(s): John Vandyke Claimant Lawyers(s): Benjamin Winograd Respondent(s): QA3 Financial Corp. Respondent Lawyers(s): Company President Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 20-00683 | 09/25/2020 | Claimant(s): E. Johnson Claimant Lawyers(s): Kaitlin Brown Respondent(s): McBarron Capital LLC Respondent Lawyers(s): Dino Apostolides Arbitrator(s): Jill Pilgrim, Jay L. Zelesnick, Betty Chen Hearing Site: New York, NY | ||
| 20-01133 | 09/25/2020 | Claimant(s): Bruce Linger Claimant Lawyers(s): Paula D. Shaffner Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ |