| 20-01171 | 11/04/2020 | Claimant(s): Robert Tomlinson
Claimant Lawyers(s): Chelsea Masters
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
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| 20-01364 | 11/04/2020 | Claimant(s): Thomas Hamlin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Timothy W. Snider
Arbitrator(s): David William Hickman
Hearing Site: Portland, OR
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| 20-01727 | 11/04/2020 | Claimant(s): Christopher Simmons
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Leslie S. Blickenstaff
Arbitrator(s): Alden Sharp Adkins
Hearing Site: San Francisco, CA
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| 18-03048 | 11/03/2020 | Claimant(s): Julia Iunker
Claimant Lawyers(s): Joshua Kons
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Peter H. Daly, David E. Crowe, Coradella E. Hartje
Hearing Site: Seattle, WA
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| 20-01781 | 11/03/2020 | Claimant(s): Alexander Corriere
Claimant Lawyers(s): Alexander Joseph Corriere
Respondent(s): Supreme Alliance LLC
Respondent Lawyers(s): Henry C. Smith II
Arbitrator(s): Ronald L. Lantz
Hearing Site: Salt Lake City, UT
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| 19-03523 | 11/02/2020 | Claimant(s): Joseph Roop
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Legg Mason Wood Walker, Wells Fargo Clearing Services, Kalos Capital., Banc of America Investment Services Inc.
Respondent Lawyers(s): Alan M. Wolper, Demian J. Betz, Gretchen Klebasko, Sarah K. Yates
Arbitrator(s): Richard H. Potter
Hearing Site: Charlotte, NC
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| 20-00499 | 11/02/2020 | Claimant(s): Barry Krumwiede
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Booker T. Coleman
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
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| 20-01031 | 11/02/2020 | Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
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| 20-01688 | 11/02/2020 | Claimant(s): Brian Pugh, Omar Rasheed
Claimant Lawyers(s): Alexander Madrid
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Nicholas J. Hendrix
Arbitrator(s): John J. Jordan, Allen M. Kerpan, Michael Allen Zeiler
Hearing Site: Philadelphia, PA
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| 19-02747 | 10/30/2020 | Claimant(s): Vincent Luongo
Claimant Lawyers(s): Vincent John Luongo
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Josef Y. Rosen
Arbitrator(s): Barry David Thorpe, S. Ronald Daniels, Everett Scott Youngberg
Hearing Site: Boca Raton, FL
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