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FINRA Awards for Nicholas J. Hendrix

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0168811/02/2020Claimant(s): Brian Pugh, Omar Rasheed
Claimant Lawyers(s): Alexander Madrid
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Nicholas J. Hendrix
Arbitrator(s): John J. Jordan, Allen M. Kerpan, Michael Allen Zeiler
Hearing Site: Philadelphia, PA

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