Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00438 | 11/10/2020 | Claimant(s): Walter Stucker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): William McC. Montgomery Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 20-00649 | 11/10/2020 | Claimant(s): Robert Shelton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Independent Financial Group. Respondent Lawyers(s): Sarah J. Kreisman Arbitrator(s): Howard R. Gaines Hearing Site: Salt Lake City, UT | ||
| 20-00718 | 11/10/2020 | Claimant(s): Michael Matthews Claimant Lawyers(s): Benjamin Winograd Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA | ||
| 20-00911 | 11/10/2020 | Claimant(s): John Scambray Claimant Lawyers(s): Michelle Atlas Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Alden Sharp Adkins Hearing Site: San Francisco, CA | ||
| 20-00973 | 11/10/2020 | Claimant(s): Brian Bogart Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Purshe Kaplan Sterling Investments Respondent Lawyers(s): David Purcell Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD | ||
| 20-01467 | 11/10/2020 | Claimant(s): Dushyant Shah Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 19-02287 | 11/09/2020 | Claimant(s): Jess Hurst Claimant Lawyers(s): Brian P. Nally Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Michael S. Matek Hearing Site: Cleveland, OH | ||
| 19-03165 | 11/09/2020 | Claimant(s): Christopher Prassas Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pershing LLC, Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Deborah Burstein, Joan Schwartz Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL | ||
| 19-03484 | 11/09/2020 | Claimant(s): Atul Bhatia Claimant Lawyers(s): Atul Kumar Bhatia Respondent(s): EFG Capital International Respondent Lawyers(s): Jonathan S. Robbins Arbitrator(s): James A. Lundberg, Peter N. Thompson, Frederick Ramos Hearing Site: Minneapolis, MN | ||
| 20-00015 | 11/09/2020 | Claimant(s): Jonathan Lopez Claimant Lawyers(s): Tosh D Grebenik Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA |