| 20-01033 | 11/13/2020 | Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Terrance J. Dorcy
Hearing Site: Detroit, MI
| | |
| 20-01544 | 11/13/2020 | Claimant(s): John Halterman
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Parkland Securities
Respondent Lawyers(s): Randolph F. Pistor
Arbitrator(s): Edward Blumstein
Hearing Site: Charleston, WV
| | |
| 19-03707 | 11/12/2020 | Claimant(s): Stan Leavitt
Claimant Lawyers(s): Frances Menzer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
| | |
| 20-01052 | 11/12/2020 | Claimant(s): Elliot Sherer
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Timothy Treble
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
| | |
| 20-01126 | 11/12/2020 | Claimant(s): Riad Shanawany
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
| | |
| 20-01784 | 11/12/2020 | Claimant(s): Terrence Singh
Claimant Lawyers(s): Terrence A. Singh
Respondent(s): Ally Invest Securities LLC
Respondent Lawyers(s): Kiran V. Somashekara
Arbitrator(s): Leslie L. Cooney
Hearing Site: Boca Raton, FL
| | |
| 18-02429 | 11/11/2020 | Claimant(s): Pablo Marull
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Gloria Greco, Jennifer Krone, Merrill Lynch Pierce Fenner & Smith Inc., Roland Burgess, Wilfred Gallinek, William Thomas
Respondent Lawyers(s): Jason E. Murtagh
Arbitrator(s): Arocles Aguilar, Alden Sharp Adkins, Page R Barnes
Hearing Site: San Francisco, CA
| | |
| 20-00057 | 11/11/2020 | Claimant(s): Michael Wiercinski
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): James C. Hoover
Hearing Site: Charlotte, NC
| | |
| 20-00904 | 11/11/2020 | Claimant(s): William Sheehan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Omni Brokerage.
Respondent Lawyers(s): Kevin Bradburn
Arbitrator(s): Lynne M. Reid-McQueen
Hearing Site: New York, NY
| | |
| 20-01068 | 11/11/2020 | Claimant(s): Joseph Varvara
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Donna Christina Chin
Hearing Site: New York, NY
| | |
