Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00100 | 12/30/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Megan Christensen Respondent(s): Christopher Bryan Respondent Lawyers(s): Christopher J. Bryan Arbitrator(s): George Forest Bingham Hearing Site: Philadelphia, PA | ||
| 20-01890 | 12/30/2020 | Claimant(s): Jeff Wolk Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Denise L. Quarles Hearing Site: New York, NY | ||
| 20-00424 | 12/29/2020 | Claimant(s): Dean Nowak Claimant Lawyers(s): Harris Freedman Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Gayle B. Carlson Hearing Site: Orlando, FL | ||
| 20-00749 | 12/29/2020 | Claimant(s): Deeann Griebel Claimant Lawyers(s): Robert D Mitchell Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Stephen G. Topetzes Arbitrator(s): Elliott Finkel, Kenneth R. Johnston, Kenneth L. Mann Hearing Site: Phoenix, AZ | ||
| 20-02859 | 12/29/2020 | Claimant(s): Christopher Calandra Claimant Lawyers(s): Christopher J Calandra Respondent(s): Sagepoint Financial. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT | ||
| 20-02097 | 12/24/2020 | Claimant(s): Thomas Perry Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Philip J. Glick Hearing Site: Indianapolis, IN | ||
| 20-03242 | 12/24/2020 | Claimant(s): Marcus Fagersten Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | ||
| 20-00828 | 12/23/2020 | Claimant(s): James Lombardo Claimant Lawyers(s): Tosh Grebenik Respondent(s): Joseph Gunnar & Co. LLC Respondent Lawyers(s): Peter Bon Viso Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-00949 | 12/23/2020 | Claimant(s): Anil Jethmal Claimant Lawyers(s): Tosh Grebenik Respondent(s): Solid ISG Capital Markets, Westrock Advisors. Respondent Lawyers(s): Alexander Baltovski, Louis J. Rich Arbitrator(s): Steven Gary Leventhal Hearing Site: New York, NY | ||
| 20-01482 | 12/23/2020 | Claimant(s): Joanna Moran Claimant Lawyers(s): Christina Z. Vourakis Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David H. Feldstein Arbitrator(s): Philip Aaron Tymon Hearing Site: Reno, NV |