Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03136 | 04/08/2021 | Claimant(s): Mitchell Horst Claimant Lawyers(s): Brian Luther Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeff Palmer Arbitrator(s): Thomas E Shuck Hearing Site: Las Vegas, NV | ||
| 20-01591 | 04/07/2021 | Claimant(s): Richard Baer Claimant Lawyers(s): Benjamin Winograd Respondent(s): Lefcourt Financial Group. Respondent Lawyers(s): Corporate Officer Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 20-02937 | 04/07/2021 | Claimant(s): Eric Wegner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sigma Financial Corporation Respondent Lawyers(s): Randolph F. Pistor Arbitrator(s): Susan L. Walker Hearing Site: Minneapolis, MN | ||
| 20-03082 | 04/07/2021 | Claimant(s): Jason Hudson Claimant Lawyers(s): Joelle A. Simms Respondent(s): Edward Jones Respondent Lawyers(s): Bentley P. Stansbury Arbitrator(s): Jeffrey R. Jury Hearing Site: Oklahoma City, OK | ||
| 20-03173 | 04/07/2021 | Claimant(s): Michael Nessim Claimant Lawyers(s): Ross J. Kartez Respondent(s): Josephthal & Co.. Respondent Lawyers(s): Nicola A. Murphy Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ | ||
| 20-03878 | 04/07/2021 | Claimant(s): Intrepid Financial Partners LLC Claimant Lawyers(s): John Siegal Respondent(s): Antonio Fernandez Respondent Lawyers(s): Daniel A. Schnapp Arbitrator(s): Linda Broocks, Sherry R. Wetsch, Marquita Daniella Green Hearing Site: Houston, TX | ||
| 20-01769 | 04/06/2021 | Claimant(s): Philip Rodriguez Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Veronica Ann Williams Hearing Site: New York, NY | ||
| 20-02967 | 04/06/2021 | Claimant(s): James Young Claimant Lawyers(s): Robert Moses Respondent(s): Hightower Securities Respondent Lawyers(s): Meghan E. Flinn Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO | ||
| 20-03024 | 04/06/2021 | Claimant(s): John Orito Claimant Lawyers(s): Erika Binnix Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Michael Lancaster Garcia Hearing Site: San Francisco, CA | ||
| 20-03141 | 04/06/2021 | Claimant(s): Justin Yoon Claimant Lawyers(s): Mitra E. Niknam Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Louis H Miron Hearing Site: Jersey City, NJ |