Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02462 | 04/09/2021 | Claimant(s): Ahmiel Baum Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Jeffrey S. Margolin Arbitrator(s): Richard W. Dissen Hearing Site: Pittsburgh, PA | ||
| 20-02816 | 04/09/2021 | Claimant(s): John Moriarty Claimant Lawyers(s): Dochtor Kennedy Respondent(s): American General Securities Incorporated Respondent Lawyers(s): James V. Noblett Arbitrator(s): Robert J. Scafuri Hearing Site: St. Louis, MO | ||
| 20-02818 | 04/09/2021 | Claimant(s): John Moriarty Claimant Lawyers(s): Dochtor Kennedy Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO | ||
| 20-02949 | 04/09/2021 | Claimant(s): Lee Rawiszer, Paul Volpe Claimant Lawyers(s): Richard A. D'Amura Respondent(s): Kestra Investment Services Respondent Lawyers(s): Shawn Shook Arbitrator(s): Lynne M. Reid-McQueen Hearing Site: New York, NY | ||
| 20-03042 | 04/09/2021 | Claimant(s): David Golson Claimant Lawyers(s): Sarah K. Yates Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Robert J. Gregory Hearing Site: Birmingham, AL | ||
| 20-03691 | 04/09/2021 | Claimant(s): Blake Nakamura Claimant Lawyers(s): Erika Binnix Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Mary M. O'Neil Hearing Site: San Diego, CA | ||
| 20-01507 | 04/08/2021 | Claimant(s): Michael Morgan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Carole G. Miller Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 20-02216 | 04/08/2021 | Claimant(s): Mark Dutram Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL | ||
| 20-02585 | 04/08/2021 | Claimant(s): Thomas Loper Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): David A. Schuler Hearing Site: Oklahoma City, OK | ||
| 20-02710 | 04/08/2021 | Claimant(s): Howard Saxauer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Benjamin F. Breslauer Hearing Site: Las Vegas, NV |