Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02007 | 06/04/2021 | Claimant(s): David Schachter Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 20-02200 | 06/04/2021 | Claimant(s): Christopher DiGregorio Claimant Lawyers(s): Daniel D'Costa Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Jill B. Clarke Arbitrator(s): Louis H Miron Hearing Site: Jersey City, NJ | ||
| 20-02610 | 06/04/2021 | Claimant(s): Walter Suarez Claimant Lawyers(s): Tosh Grebenik Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Paul C. Tang Hearing Site: New York, NY | ||
| 20-02921 | 06/04/2021 | Claimant(s): Robert Schinsky Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Joseph J. Dougherty Hearing Site: Richmond, VA | ||
| 20-03007 | 06/04/2021 | Claimant(s): Timothy Vanderver Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Nicola Murphy Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 20-03059 | 06/04/2021 | Claimant(s): Bradley Finnigan Claimant Lawyers(s): Chelsea Masters Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | ||
| 20-02669 | 06/03/2021 | Claimant(s): William Herf Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Paul Klein Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 20-02927 | 06/03/2021 | Claimant(s): Russell Boaz Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 20-03128 | 06/03/2021 | Claimant(s): Donna Stevenson Claimant Lawyers(s): David Monsour Respondent(s): Pacific West Securities. Respondent Lawyers(s): Philip A. Pizelo Arbitrator(s): Kevin C. Coleman Hearing Site: San Francisco, CA | ||
| 20-03180 | 06/03/2021 | Claimant(s): Chi-Hong Chu Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ |