Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00025 | 06/24/2021 | Claimant(s): Anthony Calderon Claimant Lawyers(s): Stephan Louviere Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Robert E. Jenks Hearing Site: Phoenix, AZ | ||
| 20-02009 | 06/23/2021 | Claimant(s): Anita Daguilar Claimant Lawyers(s): Tosh D Grebenik Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 20-02148 | 06/23/2021 | Claimant(s): Jason Stephens Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | ||
| 20-02788 | 06/23/2021 | Claimant(s): Jennifer Johnston Claimant Lawyers(s): Harris Freedman Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Michael Lancaster Garcia Hearing Site: San Francisco, CA | ||
| 20-02849 | 06/23/2021 | Claimant(s): Jacob Gold Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Christina Vourakis Arbitrator(s): Howard R. Gaines Hearing Site: Phoenix, AZ | ||
| 20-03147 | 06/23/2021 | Claimant(s): Brian Korienek, Justin Reppy Claimant Lawyers(s): Bruce Lewitas Respondent(s): Taylor Capital Management Inc. Respondent Lawyers(s): Preston Spears Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 21-00043 | 06/23/2021 | Claimant(s): Richard Morse Claimant Lawyers(s): Seth E. Lipner Respondent(s): Morgan Stanley Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): Madelon M. Rosenfeld, Gerald M. Levine, Steven Gargiulo Hearing Site: New York, NY | ||
| 19-03251 | 06/22/2021 | Claimant(s): Matthew Mirtahami Claimant Lawyers(s): Chetan Patil Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Esther E. Cho Arbitrator(s): Alan Stamm, Christine A. Page, Jordan M Bradley Hearing Site: Los Angeles, CA | ||
| 20-01393 | 06/22/2021 | Claimant(s): Anil Gulati Claimant Lawyers(s): Louis Tambaro Respondent(s): Woodbury Financial Services., AXA Advisors Respondent Lawyers(s): Chad Weaver, Michael Bryant Arbitrator(s): Jonathan H. Krotinger Hearing Site: San Francisco, CA | ||
| 20-01480 | 06/22/2021 | Claimant(s): Joanna Moran Claimant Lawyers(s): Christina Vourakis Respondent(s): Morgan Stanley Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Erik R. Siering Hearing Site: San Diego, CA |