Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-04091 | 07/09/2021 | Claimant(s): Steven LaPorta Claimant Lawyers(s): Brian Luther Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): James J. Stamos Hearing Site: Chicago, IL | ||
| 20-02391 | 07/08/2021 | Claimant(s): Alan Sharpe Claimant Lawyers(s): Daniel D'Costa Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 20-02720 | 07/08/2021 | Claimant(s): Joseph Marino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Robert Titus Hearing Site: Hartford, CT | ||
| 20-03214 | 07/08/2021 | Claimant(s): Jason Seale Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): American Wealth Management. Respondent Lawyers(s): Joel R. Beck Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 21-00001 | 07/08/2021 | Claimant(s): Brian Rorick Claimant Lawyers(s): Michelle Atlas Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Michael Jeffrey Norton Hearing Site: Denver, CO | ||
| 20-02681 | 07/07/2021 | Claimant(s): Russell McLean Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): David William Hickman Hearing Site: Portland, OR | ||
| 20-02730 | 07/07/2021 | Claimant(s): Everest Wong Claimant Lawyers(s): Chelsea Masters Respondent(s): Citicorp Investment Services Respondent Lawyers(s): Adam Kauff Arbitrator(s): Ann Elizabeth Sarli Hearing Site: San Francisco, CA | ||
| 20-04111 | 07/07/2021 | Claimant(s): Jason Kurchner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): M Holdings Securities. Respondent Lawyers(s): Stephanie Palimino Arbitrator(s): Kathleen Hoey Gorr Hearing Site: Albany, NY | ||
| 20-04128 | 07/07/2021 | Claimant(s): Jeffrey Elman Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Edward J. Heffernan Arbitrator(s): Michael L. Fortney Hearing Site: Cleveland, OH | ||
| 21-00039 | 07/07/2021 | Claimant(s): Richard Swider Claimant Lawyers(s): Dochtor Kennedy Respondent(s): M Holdings Securities. Respondent Lawyers(s): Casey Dougherty, CCO Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI |