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FINRA Awards for Casey Dougherty

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0003907/07/2021Claimant(s): Richard Swider
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): M Holdings Securities.
Respondent Lawyers(s): Casey Dougherty, CCO
Arbitrator(s): Leon Fox
Hearing Site: Milwaukee, WI

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