Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01123 | 10/08/2021 | Claimant(s): Michele Misiti Claimant Lawyers(s): Scott Holcomb Respondent(s): John Thomas Financial Respondent Lawyers(s): Maria Cummings Arbitrator(s): Ann C. Northern, William E. Nuckel, Allan N. Taffet Hearing Site: New York, NY | ||
| 20-00998 | 10/07/2021 | Claimant(s): Andrew Miller, Kory Lee Claimant Lawyers(s): Jonah A Toleno Respondent(s): USAA Investment Services Company Respondent Lawyers(s): Sarah E. Moffett Arbitrator(s): Joe E. Manuel Hearing Site: Atlanta, GA | ||
| 20-03142 | 10/07/2021 | Claimant(s): Paul Neves Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: San Diego, CA | ||
| 21-00041 | 10/07/2021 | Claimant(s): Rony Porat Claimant Lawyers(s): Dochtor Kennedy Respondent(s): IDB Capital Corp. Respondent Lawyers(s): Melissa R. Chernofsky Arbitrator(s): Steven Gerard Goerke Hearing Site: Boca Raton, FL | ||
| 21-00720 | 10/07/2021 | Claimant(s): Tomoe Odahara Claimant Lawyers(s): Jordan D. Becker Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Susan C Lushing, Annamaria Boccia Smith, Mark Peter Haslinger Hearing Site: New York, NY | ||
| 20-02840 | 10/06/2021 | Claimant(s): John Randolph Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Philip J. Glick Hearing Site: Minneapolis, MN | ||
| 21-00061 | 10/06/2021 | Claimant(s): Michael Brown Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 21-01993 | 10/06/2021 | Claimant(s): Kathleen Entwistle Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Michael H DuBoff Hearing Site: New York, NY | ||
| 20-02929 | 10/05/2021 | Claimant(s): Thomas Brough Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): Philip J. Glick Hearing Site: Chicago, IL | ||
| 21-01829 | 10/05/2021 | Claimant(s): Ranjesh Singh Claimant Lawyers(s): David I. Hantman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Maria V. Martin Arbitrator(s): Josian Antoine Hearing Site: New York, NY |