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FINRA Awards for Michael Brown

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0006110/06/2021Claimant(s): Michael Brown
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
12-0309602/19/2016Claimant(s): Michael Brown
Claimant Lawyers(s): Michael Owen Brown
Respondent(s): Chhaganbhai Patel, Jashuben Patel
Respondent Lawyers(s): Charles C. Mihalek
Arbitrator(s): Randall S. Strause
Hearing Site: Louisville, KY
Expungement
12-0200806/04/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Don Boswell
Respondent(s): Michael Brown
Respondent Lawyers(s): Joshua A. Katz
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL

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