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FINRA Awards for Don Boswell

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0200806/04/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Don Boswell
Respondent(s): Michael Brown
Respondent Lawyers(s): Joshua A. Katz
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
12-0201012/20/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Don Boswell
Respondent(s): Christopher Hudson
Respondent Lawyers(s): Christopher G. Hudson
Arbitrator(s): Jack A. Helms
Hearing Site: Jacksonville, FL
12-0143811/09/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Don Boswell
Respondent(s): Benjamin Graham
Respondent Lawyers(s): Benjamin Graham
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
10-0273801/09/2012Claimant(s): Gubman Revocable Trust, Sidney Cohn Life Insurance Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): The GMS Group
Respondent Lawyers(s): Don Boswell
Arbitrator(s): Alyson R. Dachelet
Hearing Site: Boca Raton, FL
Checkmark Icon$69,866
09-0441702/10/2011Claimant(s): Samantha Sampson, Samantha Arlene Sampson Rev Living Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): The GMS Group
Respondent Lawyers(s): Don Boswell
Arbitrator(s): Mark F. Raymond, Barth Satuloff, Andrew David Kahng
Hearing Site: Miami, FL
Checkmark Icon$35,300

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