| 21-01167 | 10/15/2021 | Claimant(s): Karl Pettijohn
Claimant Lawyers(s): Michael Bessette
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Samantha Parrish
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
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| 20-03693 | 10/14/2021 | Claimant(s): Sandra Rose
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Patrick J. Lamparello
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
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| 21-01074 | 10/14/2021 | Claimant(s): Casto Coll Del Rio
Claimant Lawyers(s): Russell Del Toro-Parra
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 20-03005 | 10/13/2021 | Claimant(s): Andrew Burish
Claimant Lawyers(s): William McC. Montgomery
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Philip J. Glick
Hearing Site: Milwaukee, WI
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| 21-02038 | 10/13/2021 | Claimant(s): Michael Chudd
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Las Vegas, NV
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| 20-03644 | 10/12/2021 | Claimant(s): Derrick Colby
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
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| 21-00899 | 10/12/2021 | Claimant(s): Mark Scordato
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Larry Yager
Arbitrator(s): Louis H Miron, Linda T. Pellegrino, Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
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| 20-03486 | 10/11/2021 | Claimant(s): Steven Duke
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Tracy L. Allen
Hearing Site: St. Louis, MO
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| 18-02959 | 10/08/2021 | Claimant(s): Cary Lucas
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Jeffery Rodgers
Arbitrator(s): William Barker Brown, Michael Ryan Peacock, Erin Elizabeth Waddington
Hearing Site: Atlanta, GA
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| 21-00452 | 10/08/2021 | Claimant(s): Darren Port
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Eric D. Martin
Arbitrator(s): Robert J. Scafuri
Hearing Site: Milwaukee, WI
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