21-01167 | 10/15/2021 | Claimant(s): Karl Pettijohn Claimant Lawyers(s): Michael Bessette Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Samantha Parrish Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA
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20-03693 | 10/14/2021 | Claimant(s): Sandra Rose Claimant Lawyers(s): Dochtor Kennedy Respondent(s): TIAA-CREF Individual & Institutional Ser Respondent Lawyers(s): Patrick J. Lamparello Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY
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21-01074 | 10/14/2021 | Claimant(s): Casto Coll Del Rio Claimant Lawyers(s): Russell Del Toro-Parra Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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20-03005 | 10/13/2021 | Claimant(s): Andrew Burish Claimant Lawyers(s): William McC. Montgomery Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Philip J. Glick Hearing Site: Milwaukee, WI
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21-02038 | 10/13/2021 | Claimant(s): Michael Chudd Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Las Vegas, NV
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20-03644 | 10/12/2021 | Claimant(s): Derrick Colby Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX
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21-00899 | 10/12/2021 | Claimant(s): Mark Scordato Claimant Lawyers(s): Kimberly A. Koves Respondent(s): G.F. Investment Services Respondent Lawyers(s): Larry Yager Arbitrator(s): Louis H Miron, Linda T. Pellegrino, Annamaria Boccia Smith Hearing Site: Jersey City, NJ
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20-03486 | 10/11/2021 | Claimant(s): Steven Duke Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO
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18-02959 | 10/08/2021 | Claimant(s): Cary Lucas Claimant Lawyers(s): Craig H. Kuglar Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Jeffery Rodgers Arbitrator(s): William Barker Brown, Michael Ryan Peacock, Erin Elizabeth Waddington Hearing Site: Atlanta, GA
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21-00452 | 10/08/2021 | Claimant(s): Darren Port Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Waddell & Reed Respondent Lawyers(s): Eric D. Martin Arbitrator(s): Robert J. Scafuri Hearing Site: Milwaukee, WI
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