| 21-01316 | 02/10/2022 | Claimant(s): Damon Slepian
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
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| 21-01334 | 02/10/2022 | Claimant(s): John Parmigiani
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Allied Millennial Partners
Respondent Lawyers(s): Kay Johnson
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
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| 20-01986 | 02/09/2022 | Claimant(s): Michael Lyublinsky
Claimant Lawyers(s): Todd Gutfleisch
Respondent(s): NatWest Markets Securities Inc.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Joseph J. Arata, Harvey Barrison, Donald Davis Capelin
Hearing Site: New York, NY
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| 21-02445 | 02/09/2022 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): John D. Stewart
Respondent(s): Michael Muratore
Respondent Lawyers(s): Michael Joseph Muratore
Arbitrator(s): Dora M. Lassinger
Hearing Site: New York, NY
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| 20-00453 | 02/08/2022 | Claimant(s): William Bridges
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Portfolio Advisors Alliance
Respondent Lawyers(s): Kerri Wasserman
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
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| 21-00147 | 02/08/2022 | Claimant(s): Bradley Lott
Claimant Lawyers(s): Erika Binnix
Respondent(s): Morgan Stanley, Wells Fargo Clearing Services, UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy, Miles D. Hart, Todd A. Holleman
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
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| 21-01006 | 02/08/2022 | Claimant(s): Virginia Thompson
Claimant Lawyers(s): James P. Galvin
Respondent(s): Stifel, Nicolaus & Co.., UBS Financial Services Inc., Janney Montgomery Scott LLC, J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Benjamin J. Biard, Jill B. Clarke, John Murphy, Paul Klein
Arbitrator(s): Sheryl Sagel, Nanci Sondra Landy, Jason Allen Rosner
Hearing Site: Boca Raton, FL
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| 21-01374 | 02/08/2022 | Claimant(s): Robert W. Baird & Co. Incorporated
Claimant Lawyers(s): J. Lucas McFarland
Respondent(s): Michael Barth
Respondent Lawyers(s): Michael David Barth
Arbitrator(s): Paul E. Dahlman
Hearing Site: Albuquerque, NM
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| 21-02004 | 02/08/2022 | Claimant(s): Jared Zuflacht
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
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| 20-01233 | 02/07/2022 | Claimant(s): Joseph Depasquale
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): American Capital Partners
Respondent Lawyers(s): John Gardini
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
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