21-01316 | 02/10/2022 | Claimant(s): Damon Slepian Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA
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21-01334 | 02/10/2022 | Claimant(s): John Parmigiani Claimant Lawyers(s): Irwin Weltz Respondent(s): Allied Millennial Partners Respondent Lawyers(s): Kay Johnson Arbitrator(s): Josian Antoine Hearing Site: New York, NY
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20-01986 | 02/09/2022 | Claimant(s): Michael Lyublinsky Claimant Lawyers(s): Todd Gutfleisch Respondent(s): NatWest Markets Securities Inc. Respondent Lawyers(s): Joseph Baumgarten Arbitrator(s): Joseph J. Arata, Harvey Barrison, Donald Davis Capelin Hearing Site: New York, NY
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21-02445 | 02/09/2022 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): John D. Stewart Respondent(s): Michael Muratore Respondent Lawyers(s): Michael Joseph Muratore Arbitrator(s): Dora M. Lassinger Hearing Site: New York, NY
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20-00453 | 02/08/2022 | Claimant(s): William Bridges Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): Portfolio Advisors Alliance Respondent Lawyers(s): Kerri Wasserman Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY
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21-00147 | 02/08/2022 | Claimant(s): Bradley Lott Claimant Lawyers(s): Erika Binnix Respondent(s): Morgan Stanley, Wells Fargo Clearing Services, UBS Financial Services Inc. Respondent Lawyers(s): John Murphy, Miles D. Hart, Todd A. Holleman Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI
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21-01006 | 02/08/2022 | Claimant(s): Virginia Thompson Claimant Lawyers(s): James P. Galvin Respondent(s): Stifel, Nicolaus & Co.., UBS Financial Services Inc., Janney Montgomery Scott LLC, J.P. Turner & Company, L.L.C. Respondent Lawyers(s): Benjamin J. Biard, Jill B. Clarke, John Murphy, Paul Klein Arbitrator(s): Sheryl Sagel, Nanci Sondra Landy, Jason Allen Rosner Hearing Site: Boca Raton, FL
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21-01374 | 02/08/2022 | Claimant(s): Robert W. Baird & Co. Incorporated Claimant Lawyers(s): J. Lucas McFarland Respondent(s): Michael Barth Respondent Lawyers(s): Michael David Barth Arbitrator(s): Paul E. Dahlman Hearing Site: Albuquerque, NM
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21-02004 | 02/08/2022 | Claimant(s): Jared Zuflacht Claimant Lawyers(s): Seth E. Lipner Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY
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20-01233 | 02/07/2022 | Claimant(s): Joseph Depasquale Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): American Capital Partners Respondent Lawyers(s): John Gardini Arbitrator(s): Michele S. Riley Hearing Site: New York, NY
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