| 22-00244 | 08/31/2022 | Claimant(s): Anthony Thurlow
Claimant Lawyers(s): Zachary Morse
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Randy R. Maher
Hearing Site: Las Vegas, NV
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| 22-00208 | 08/30/2022 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Kristina J. Branstetter
Respondent(s): Jacob Turner
Respondent Lawyers(s): Jacob Troy Turner
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Richmond, VA
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| 22-00228 | 08/30/2022 | Claimant(s): Timothy Flatley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Kristina J. Branstetter
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
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| 16-02946 | 08/29/2022 | Claimant(s): David Krunch Kloberdanz
Claimant Lawyers(s): Steven Gomberg
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): James R. McGuone, James C. Hoover, Jeffrey Prather Adams
Hearing Site: Atlanta, GA
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| 19-00388 | 08/26/2022 | Claimant(s): Jeffrey May
Claimant Lawyers(s): John A. Coleman
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Nicole M. Zito
Arbitrator(s): Pamela H Roderick, Lisa Lograno, Denise C. Sagua
Hearing Site: New York, NY
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| 19-00801 | 08/26/2022 | Claimant(s): Shlomo Salant
Claimant Lawyers(s): John D. Singer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Robert I. Adler, Peter E. Gillespie, Daniel Engelstein
Hearing Site: New York, NY
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| 21-02658 | 08/26/2022 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): John Baer
Respondent Lawyers(s): John Charles Baer
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
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| 21-02762 | 08/26/2022 | Claimant(s): Stephen Powers
Claimant Lawyers(s): Daniel Donovan
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Jill B. Clarke
Arbitrator(s): Martin R. Cramer
Hearing Site: Jersey City, NJ
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| 21-02773 | 08/26/2022 | Claimant(s): Roberto Blanco
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): NYLife Securities LLC, Investors Capital Corp.
Respondent Lawyers(s): Christopher J. Murdoch, David Feldstein
Arbitrator(s): Michael Lancaster Garcia
Hearing Site: Albuquerque, NM
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| 22-00004 | 08/26/2022 | Claimant(s): Paula Deitering
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Philip J. Glick
Hearing Site: Omaha, NE
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