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FINRA Awards for S. M. Kernodle-Hodges

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0050210/24/2022Claimant(s): Carman Hicks
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Richard James Igou, Charles Robert Moore, S. M. Kernodle-Hodges
Hearing Site: Raleigh, NC

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