22-01909 | 05/11/2023 | Claimant(s): Jose Chaves Claimant Lawyers(s): Russell Del Toro Parra Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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22-01819 | 05/11/2023 | Claimant(s): Patrick Lowe Claimant Lawyers(s): Robert Jay Moses Respondent(s): Morgan Stanley Respondent Lawyers(s): Kathleen Salvaty Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA
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22-00341 | 05/11/2023 | Claimant(s): Hilltop Securities Inc. Claimant Lawyers(s): Andrew P. Shelby Respondent(s): Daniel Heidkamp, Mark Ritchie, Patrick Tierney, Colliers Securities LLC Respondent Lawyers(s): Michael D. Lee Arbitrator(s): Theodore W. Wrobleski, Lawrence W. Arness, Kristi Lynn Nelson Hearing Site: Chicago, IL
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22-00822 | 05/11/2023 | Claimant(s): Troy Goldberg Claimant Lawyers(s): Zachary Morse Respondent(s): Monroe Parker Securities., National Securities Corporation, NewBridge Securities Corp., Fin-Atlantic Securities. Respondent Lawyers(s): Alan Lipsky, Emily A. Hayes, Jerry E. Surman, Zachary Hayes-Macaluso Arbitrator(s): Steven N. Ainbinder Hearing Site: Boca Raton, FL
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22-02743 | 05/11/2023 | Claimant(s): John Azzara Claimant Lawyers(s): Grant Lally Respondent(s): BNP Paribas Securities Corp. Respondent Lawyers(s): Daryl Leon Arbitrator(s): Evdokia Sofos Hearing Site: New York, NY
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22-01470 | 05/10/2023 | Claimant(s): Jordan Varela Claimant Lawyers(s): Daniel J. Donovan Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Constance Ellen Boukidis Hearing Site: San Diego, CA
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22-01450 | 05/10/2023 | Claimant(s): Stephan Stein Claimant Lawyers(s): John E. Lawlor Respondent(s): Joseph Gunnar & Co. LLC Respondent Lawyers(s): Peter Bon Viso Arbitrator(s): Vincent C. Pangia, John Warner Lowe, James Carlone Hearing Site: New York, NY
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22-01839 | 05/09/2023 | Claimant(s): Ronald Kuhn Claimant Lawyers(s): Jessica E. Levine Respondent(s): VSR Financial Services. Respondent Lawyers(s): David Smitham Arbitrator(s): Peter H. Daly, Arocles Aguilar, Bruce Swartout Hearing Site: Honolulu, HI
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23-00553 | 05/09/2023 | Claimant(s): Brant Ferguson Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Esq. Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX
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21-00240 | 05/08/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith Barnett Respondent(s): Kimberly Barry Respondent Lawyers(s): William R. Carlisle Arbitrator(s): Harry G. Mason Hearing Site: Atlanta, GA
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