22-00857 | 06/08/2023 | Claimant(s): Michael Ballard Claimant Lawyers(s): Chelsea Bauer Respondent(s): Concourse Financial Group Securities, In, G.F. Investment Services Respondent Lawyers(s): Larry W. Yager, Margaret M. Siller Arbitrator(s): Michael J. Ahlstrom Hearing Site: Birmingham, AL
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22-01569 | 06/08/2023 | Claimant(s): Mamadi Kourouma Claimant Lawyers(s): Mamadi Kourouma Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): John R. Michael, Frederick Ramos, Robert S Hendricks Hearing Site: Louisville, KY
| | $0 |
22-00821 | 06/08/2023 | Claimant(s): William Braun Claimant Lawyers(s): Zachary Morse Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Louis David Huss Hearing Site: Boca Raton, FL
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21-01495 | 06/07/2023 | Claimant(s): Mark Haye Claimant Lawyers(s): Kathleen Patchel Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Kenneth R. Starr, Steele Thomas Williams, John Arthur Riherd Hearing Site: Tampa, FL
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22-01105 | 06/07/2023 | Claimant(s): Bryan Rigg Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Cantella & Co.. Respondent Lawyers(s): Jonathan W. Lanstein Arbitrator(s): Nicole T. LeBoeuf, Douglas Wade Carvell, Russell Phillips Gandy Hearing Site: Dallas, TX
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22-01537 | 06/07/2023 | Claimant(s): David Pitlor Claimant Lawyers(s): David Pitlor Respondent(s): Garrett Wynne, Charles Schwab & Co.., TD Ameritrade., Stacy Fries Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Rochelle E. Dillard, Susan L. Walker, Matthew Rothchild Hearing Site: Omaha, NE
| | Dismissed by Rule 12504 |
22-02422 | 06/07/2023 | Claimant(s): Viviana Perez Cordero Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): Santander Securities LLC Respondent Lawyers(s): Sara L. Velez Santiago Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
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22-01798 | 06/07/2023 | Claimant(s): Michael Bosl Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Katherine B. Harrison Arbitrator(s): Cheryl H. Agris Hearing Site: New York, NY
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22-02033 | 06/06/2023 | Claimant(s): Molly Shrauner Claimant Lawyers(s): Harris Freedman Respondent(s): MML Investors Services Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): Richard W. Epstein Hearing Site: Boca Raton, FL
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22-02257 | 06/06/2023 | Claimant(s): Gale Brodie Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Waddell & Reed, MSI Financial Services. Respondent Lawyers(s): Ariel N. Brotman, Mike West Arbitrator(s): Gary A. Hooker, Philip Aaron Tymon, Bruce J Highman Hearing Site: San Francisco, CA
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