08-01672 | 06/09/2009 | Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David Belcher Respondent(s): Michael Burns Respondent Lawyers(s): Thomas E. Marshall Arbitrator(s): John R. Main, Norman A. Samson, Eugene Kenneth Laporte Hearing Site: Detroit, MI
| | |
08-00263 | 06/08/2009 | Claimant(s): Lisa Ditkowsky Claimant Lawyers(s): Kenneth Ditkowsky Respondent(s): Alan Dubrow, David Forlow, Gary Chesin, Melissa Kelpsch, A.G. Edwards & Sons., Robert Batchen Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Wallace H. Hastings, Thomas S. Wallace, Leon Fox Hearing Site: Chicago, IL
| | |
08-00791 | 06/08/2009 | Claimant(s): Michael Grimes, Financial Solutions and Associates. Claimant Lawyers(s): Steve W. Koslovsky Respondent(s): Barrington Capital Management. Respondent Lawyers(s): Ronald M. Amato Arbitrator(s): Julius Z. Frager, Mark E. Kessinger, David B. Lacks Hearing Site: St. Louis, MO
| | |
08-00792 | 06/08/2009 | Claimant(s): John Ingels Claimant Lawyers(s): John A. Dienner Respondent(s): Margaret Adams, DWS Scudder Distributors. Respondent Lawyers(s): William F. Dugan Arbitrator(s): John N. Chapin, Lawrence Tepper, Robert B. Schmidt Hearing Site: Chicago, IL
| | |
08-02414 | 06/05/2009 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Ronald P. Kane Respondent(s): Donald Dormody Respondent Lawyers(s): Timothy J. Koral Arbitrator(s): Peter L. Pointer, Steven L. Wasserman, Jeffrey V. Gery Hearing Site: Cleveland, OH
| | |
08-00530 | 06/04/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Brady J. Hermann Respondent(s): Charles Griffin Respondent Lawyers(s): Charles C. Griffin Arbitrator(s): Michael Lloyd Weisel, Frank Samuel Perri, John E. Baynum Hearing Site: Raleigh, NC
| | |
08-00653 | 06/04/2009 | Claimant(s): Matthew Eastwick Claimant Lawyers(s): James A. Batson Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Ronald Minkoff Arbitrator(s): Bernard A. Friedman, Leslie Ruth Nydick, Michael J. Contrastano Hearing Site: New York, NY
| | |
08-00732 | 06/04/2009 | Claimant(s): Kurt Lichtman Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): RBS Greenwich Capital Respondent Lawyers(s): Keith A. Markel Arbitrator(s): Lionel C. Bandler, Jill I. Gross, Lori Ann Romeo Hearing Site: New York, NY
| | |
06-04407 | 06/03/2009 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): David H. Smith Respondent(s): David Bryant Respondent Lawyers(s): Jonathan W. Evans Arbitrator(s): Donald T. Meder, Dorothy B. Strackbein, Robert Elman Hearing Site: Los Angeles, CA
| | |
08-00670 | 06/03/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Kevin B. Walker Respondent(s): Peter Thompson Respondent Lawyers(s): Brian J. Sommer Arbitrator(s): Karin A. Schlosser, Michael S. Berman, Ronald J. Ricci Hearing Site: Pittsburgh, PA
| | |