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FINRA Awards for Steven L. Wasserman

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0241406/05/2009Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Donald Dormody
Respondent Lawyers(s): Timothy J. Koral
Arbitrator(s): Peter L. Pointer, Steven L. Wasserman, Jeffrey V. Gery
Hearing Site: Cleveland, OH

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