22-01333 | 06/23/2023 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Joshua Maniscalco Respondent Lawyers(s): Joshua P. Maniscalco Arbitrator(s): Samuel Olutola Akeju, Montie G. Grimes, Peter Ntephe Hearing Site: Houston, TX
| | $641,262 |
23-00112 | 06/23/2023 | Claimant(s): Richard Reynolds Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): American Capital Partners Respondent Lawyers(s): John Gardini Arbitrator(s): David John Reilly Hearing Site: New York, NY
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22-02766 | 06/23/2023 | Claimant(s): Timothy Hightower Claimant Lawyers(s): Jennifer Poole Farrar Respondent(s): Capital Investment Group., WFG Investments. Respondent Lawyers(s): David Williams, Mickey B. Wright Arbitrator(s): Thomas W. Allen Hearing Site: Dallas, TX
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22-01579 | 06/22/2023 | Claimant(s): Carlos Pou Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
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22-02327 | 06/22/2023 | Claimant(s): Jonathan LeVar Claimant Lawyers(s): Stephan Louviere Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Paul Allan Massaro Hearing Site: Jersey City, NJ
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22-00830 | 06/22/2023 | Claimant(s): Donald Baxter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FFP Securities., Primeline Securities Corp., SII Investments. Respondent Lawyers(s): Eric A. Michaels, Fred F. Liebau, Jeremy Wooden Arbitrator(s): Joseph Neal Richardson Hearing Site: Wichita, KS
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22-02421 | 06/20/2023 | Claimant(s): Paolo Thompson Claimant Lawyers(s): Robert K. Jamieson Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Leslie Bernard Jallans, Lynne M. Gomez, Montie G. Grimes Hearing Site: Houston, TX
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22-01558 | 06/20/2023 | Claimant(s): Amy Seltzer, David Neumann, James Ellis Claimant Lawyers(s): Todd Ratner Respondent(s): Anthony Bambocci, Brandienne Tarbert, Christopher Tarbert Respondent Lawyers(s): Jason S. Haselkorn Arbitrator(s): Peter Glasser, Gregory Hunter Mathews, Kenneth Alan Eisner Hearing Site: Pittsburgh, PA
| | Expungement |
22-02508 | 06/16/2023 | Claimant(s): Anouchka Balog Claimant Lawyers(s): Samantha Pastor Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
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23-00097 | 06/16/2023 | Claimant(s): Samuel Bosch Schultz Claimant Lawyers(s): Samuel Juan Alberto Bosch Schultz Respondent(s): Frederick Bates Respondent Lawyers(s): Jeffrey Tew Arbitrator(s): Carl Henry Perdue Hearing Site: Boca Raton, FL
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