09-02568 | 02/09/2010 | Claimant(s): Jatin Suryawanshi, Partha Sarkar, Sanjay Girdhar Claimant Lawyers(s): Lance J. Gotko Respondent(s): UBS Securities LLC, UBS AG Respondent Lawyers(s): Claire L. Huene Arbitrator(s): Vicki Z. Holleman, Dorothy E. Morris, Gerald Guttman Hearing Site: New York, NY
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09-03520 | 02/09/2010 | Claimant(s): Jill Clark Claimant Lawyers(s): Jill Eileen Clark Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Frederic L. Lieberman Arbitrator(s): Romaine L. Gardner Hearing Site: New York, NY
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08-04169 | 02/08/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Kevin Walker Respondent(s): Kenneth Ross, Lloyd Laughlin, Timothy Miller Respondent Lawyers(s): Brian J. Sommer, Kevin Walker Arbitrator(s): Kathleen A. Hanula, Harvey Michael Rosenberg, John P. Abriola Hearing Site: Pittsburgh, PA
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08-04342 | 02/05/2010 | Claimant(s): Dean Bordelon Claimant Lawyers(s): Bryan Forman Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Craig H. Kuglar Arbitrator(s): Mark A. Myers, Charles K Reasonover, Richard J. Clement Hearing Site: New Orleans, LA
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09-03092 | 02/05/2010 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Robert Mandeville Respondent Lawyers(s): Robert Lee Mandeville Arbitrator(s): Philip W. Burge, Jeffrey E. Skogsbergh, Gerald C. Tambe Hearing Site: Los Angeles, CA
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08-03304 | 02/04/2010 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Sandra David Siller Respondent Lawyers(s): Sandra A. David Siller Arbitrator(s): Thomas L. Curran, Morton D. Siegel, Dale W. Oliver Hearing Site: Ft. Lauderdale, FL
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09-00868 | 02/04/2010 | Claimant(s): Robert Klein Claimant Lawyers(s): John F. Hanzel Respondent(s): TIAA-CREF Respondent Lawyers(s): Felicia Washington Arbitrator(s): Thomas W. Steed Hearing Site: Charlotte, NC
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09-01306 | 02/04/2010 | Claimant(s): Theodore Jung Claimant Lawyers(s): Wray H. Kondo Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Peter H. Daly, Walter H. Ikeda, Charles Eugene Markley Hearing Site: Honolulu, HI
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09-01788 | 02/04/2010 | Claimant(s): Todd Silbergeld Claimant Lawyers(s): Todd F. Silbergeld Respondent(s): Brean Murray, Carret & Co., Llc. Respondent Lawyers(s): Jason Canales Arbitrator(s): Theodor Brown Hearing Site: New York, NY
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09-01970 | 02/04/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Jason Warner Respondent(s): Adam Wachtel Respondent Lawyers(s): Michael C. Farkas Arbitrator(s): Susan C. Lushing, Martin L. Feinberg, J. Scott Colesanti Hearing Site: New York, NY
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