Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02278 | 09/18/2023 | Claimant(s): Donovan Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Simeon B. Reimonenq Hearing Site: New Orleans, LA | ||
| 23-00625 | 09/15/2023 | Claimant(s): Kirk Badii Claimant Lawyers(s): Stephan Louviere Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Morris S. Getzels Hearing Site: Los Angeles, CA | ||
| 23-00161 | 09/15/2023 | Claimant(s): Paul Siegel Claimant Lawyers(s): Chelsea Bauer Respondent(s): Morgan Stanley Respondent Lawyers(s): Emily Z. Culbertson Arbitrator(s): Timothy J. Kroll Hearing Site: Phoenix, AZ | ||
| 23-00184 | 09/14/2023 | Claimant(s): Todd Smith Claimant Lawyers(s): James P Galvin Respondent(s): LPL Financial LLC, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff, Rochelle Mayfield Arbitrator(s): Michael J Norton Hearing Site: Albuquerque, NM | ||
| 22-02451 | 09/13/2023 | Claimant(s): James Williams Claimant Lawyers(s): Christina Z. Vourakis Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Smitham Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 21-02288 | 09/13/2023 | Claimant(s): John Baccich, Kevin Gaddi, Robert Gaddi, Steven Finnk Claimant Lawyers(s): Bruce Lewitas Respondent(s): Mesirow Financial. Respondent Lawyers(s): James L. Kopecky Arbitrator(s): Michael S. Matek, Gregory G. Gocek, William Popper Hearing Site: Chicago, IL | ||
| 23-00009 | 09/13/2023 | Claimant(s): Brent Lee, Jennifer Donais Claimant Lawyers(s): Brandon S. Reif Respondent(s): Concorde Investment Services Respondent Lawyers(s): Corporate Office Arbitrator(s): Helen Marinak Blohm, Ramona V. Larson, Kathy A. Tatone Hearing Site: Bismarck, ND | ||
| 23-00202 | 09/13/2023 | Claimant(s): Ryan Wold Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN | ||
| 23-00089 | 09/12/2023 | Claimant(s): Jason Millner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): Bridget Larsen Arbitrator(s): Helen Marinak Blohm Hearing Site: Bismarck, ND | ||
| 23-01723 | 09/11/2023 | Claimant(s): Adam Epstein Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Kent L. Benziger Hearing Site: New York, NY |