22-02941 | 07/11/2023 | Claimant(s): William Mitchell Claimant Lawyers(s): Nathan W. Lamb Respondent(s): Transamerica Financial Advisors. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Robert David Epstein Hearing Site: Cincinnati, OH
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22-02599 | 07/11/2023 | Claimant(s): Miguel Hernandez Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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22-02478 | 07/11/2023 | Claimant(s): Michael Vetere Claimant Lawyers(s): Tosh Grebenik Respondent(s): Ameritas Investment Corp. Respondent Lawyers(s): Andrea D. Snowden Arbitrator(s): Veronica Ann Williams Hearing Site: Jersey City, NJ
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22-02369 | 07/10/2023 | Claimant(s): Christopher Hagen Claimant Lawyers(s): Joel M. Everest Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Michael J. Ahlstrom Hearing Site: Birmingham, AL
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22-02755 | 07/10/2023 | Claimant(s): Thomas Casolaro Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): G. Robert Abrams Arbitrator(s): Robert G. Falbisaner Hearing Site: Boca Raton, FL
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22-02898 | 07/07/2023 | Claimant(s): Kinzey Lynch Claimant Lawyers(s): Scott M. Pollins Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Elizabeth Ann Morgan Hearing Site: Philadelphia, PA
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18-02978 | 07/07/2023 | Claimant(s): Liet Han Claimant Lawyers(s): Blaine H. Bortnick Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael J. Charlillo Arbitrator(s): Linda J. Baer, Sean F. Monahan, Mitchell Regenbogen Hearing Site: New York, NY
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22-02235 | 07/07/2023 | Claimant(s): Andrew Kuo, Bradley Kaiser Claimant Lawyers(s): Jeffrey K. Compton Respondent(s): Western International Securities. Respondent Lawyers(s): Donald Bizub Arbitrator(s): Mary M. O'Neil, Kirtley M. Thiesmeyer, Sidney Kinji Kanazawa Hearing Site: Los Angeles, CA
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22-00324 | 07/06/2023 | Claimant(s): Amir Golzar Claimant Lawyers(s): Zachary Morse Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jason E. Murtagh Arbitrator(s): Sandra L. Malek Hearing Site: Los Angeles, CA
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22-02034 | 07/06/2023 | Claimant(s): Anita Brennan, Marina Tudela Claimant Lawyers(s): Leslie Flores Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
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