07-02912 | 06/25/2010 | Claimant(s): Keith Steidle, Michael Astashkevich, Roderick Norman Claimant Lawyers(s): Brian A. Carlis Respondent(s): Granite Securities, Obsidian Financial Group Respondent Lawyers(s): Brian Reis Arbitrator(s): Walter A. Kapuscinski, David L. Becker, Philip W Gaffney Hearing Site: Newark, NJ
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09-00266 | 06/25/2010 | Claimant(s): Empire Financial Group. Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Phil Pendergraft, Penson Financial Services. Respondent Lawyers(s): Mark G. Hanchet Arbitrator(s): Henry Hermann, Richard A Miller, Darrell G. Compton Hearing Site: Dallas, TX
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09-04566 | 06/25/2010 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kelli Burlington Respondent(s): Bruce Katz Respondent Lawyers(s): Bruce Benjamin Katz Arbitrator(s): Melvyn L. Klusky, Cheryl Feldman, Jean C. Black Hearing Site: New York, NY
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10-00588 | 06/25/2010 | Claimant(s): AXA Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Thomas Boan Respondent Lawyers(s): Thomas M. Boan Arbitrator(s): Jack Friedman Hearing Site: New York, NY
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08-00873 | 06/24/2010 | Claimant(s): Zain Abdullah Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): Calyon Securities (USA) Inc Respondent Lawyers(s): Barbara M. Roth Arbitrator(s): Howard Breindel, Mark Mendley, Mark J. Happe Hearing Site: New York, NY
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09-03629 | 06/24/2010 | Claimant(s): Lloyd Dotson, Robert Wood Claimant Lawyers(s): Richard Slavin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Christin M. Choi Arbitrator(s): Denzil J. Klippel, David A. Schwarz, Gerald L. Fingerhut Hearing Site: New York, NY
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09-07045 | 06/24/2010 | Claimant(s): A.G. Edwards & Sons. Claimant Lawyers(s): Renan I. Sugarman Respondent(s): David Stern Respondent Lawyers(s): David C. Stern Arbitrator(s): William I. Carmen Hearing Site: Providence, RI
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08-03679 | 06/23/2010 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Ronald P. Kane Respondent(s): Edward Harris Respondent Lawyers(s): Amir Tadjedin Arbitrator(s): David Maurer, Daniel R. Brush, James M. Goldberg Hearing Site: Los Angeles, CA
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08-03835 | 06/23/2010 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Jason R. Lindsay Respondent(s): Malcolm Taaffe Respondent Lawyers(s): Malcolm F. Taaffe Arbitrator(s): Daniel B. Daugherty, Marshall Felton Wright, John William Bowman Hearing Site: Tampa, FL
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09-01715 | 06/23/2010 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Stephany D. McLaughlin Respondent(s): Joe Cantu Respondent Lawyers(s): Joe M. Cantu Arbitrator(s): Peter J. Lavezzoli, Thomas L. Curran, Donald R. McGahan Hearing Site: Ft. Lauderdale, FL
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