| 18-03152 | 07/03/2019 | Claimant(s): Erinn Ford, Jeffrey Sims
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Paul R. Meyer, David Gonzalez, Margaret Hotopp
Hearing Site: Seattle, WA
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| 18-03154 | 07/03/2019 | Claimant(s): Erinn Ford, Jeffrey Sims
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Katherine Hendricks, Paul A. Maffeo, Ian Stephen Birk
Hearing Site: Seattle, WA
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| 18-03156 | 05/29/2019 | Claimant(s): Erinn Ford
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Jeanne C. Stilwell, Katherine Hendricks, William J. Bender
Hearing Site: Seattle, WA
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| 18-03745 | 05/03/2019 | Claimant(s): Paul Doak
Claimant Lawyers(s): Nicholas J Dale
Respondent(s): Cambridge Investment Research., Mony Securities Corporation
Respondent Lawyers(s): Andrea Shafer, Annet K. Ebright
Arbitrator(s): Joseph C. Roberts
Hearing Site: Seattle, WA
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| 18-03961 | 04/02/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Matthew DiNinno
Respondent Lawyers(s): Matthew Patrick DiNinno
Arbitrator(s): Joseph C. Roberts
Hearing Site: Seattle, WA
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| 18-03451 | 03/22/2019 | Claimant(s): Gary Jeweler
Claimant Lawyers(s): John Bender
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Joe Tully
Arbitrator(s): Robert M. Stein
Hearing Site: Seattle, WA
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| 18-02830 | 02/26/2019 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Paul Ellis
Respondent Lawyers(s): Bridget Donegan
Arbitrator(s): Charles Scott McClellan
Hearing Site: Seattle, WA
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| 17-02001 | 12/28/2018 | Claimant(s): Sarah Carlson
Claimant Lawyers(s): David John Freniere
Respondent(s): Todd Koyama
Respondent Lawyers(s): Jeremy Hyndman
Arbitrator(s): John A. Bender, G. E. Craig Doupe, Charles Scott McClellan
Hearing Site: Seattle, WA
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| 18-00578 | 12/28/2018 | Claimant(s): Shawn Richardson
Claimant Lawyers(s): Michael Bessette
Respondent(s): Prudential Equity Group, Wells Fargo Clearing Services
Respondent Lawyers(s): Alan S. Brodherson, Geoffrey S. Beckham
Arbitrator(s): Peter H. Daly
Hearing Site: Seattle, WA
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| 18-00720 | 12/13/2018 | Claimant(s): Lance Williams
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Securities Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Judy Louie, Sarah K. Yates
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Seattle, WA
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