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FINRA Awards for John Bender

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0345103/22/2019Claimant(s): Gary Jeweler
Claimant Lawyers(s): John Bender
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Joe Tully
Arbitrator(s): Robert M. Stein
Hearing Site: Seattle, WA
12-0072904/09/2013Claimant(s): Irene Kochendorfer
Claimant Lawyers(s): John Bender
Respondent(s): Philip Pizelo, Shanon Ford, William Swayne, Pacific West Securities., WMS Financial Planners
Respondent Lawyers(s): Chance Hodges
Arbitrator(s): G. E. Craig Doupe, Richard L. Warner, Charles Scott McClellan
Hearing Site: Seattle, WA
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