| 10-02809 | 05/23/2014 | Claimant(s): Douglas Sharon
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear Stearns Asset Management Inc.
Respondent Lawyers(s): Gabrielle Gould
Arbitrator(s): Lowell D. Johnston, Douglas S. Abel, Daniel F. Morrissey
Hearing Site: New York, NY
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| 13-00389 | 01/17/2014 | Claimant(s): Peter Brown
Claimant Lawyers(s): Peter Alexander Brown
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Ira Rosenstein
Arbitrator(s): Jeffrey A. Sonshine, Howard D. Jacob, Robert G. O'Brien
Hearing Site: New York, NY
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| 11-04480 | 05/02/2013 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Gene L. Small
Respondent(s): Kasemsante Boonswang
Respondent Lawyers(s): Kasemsante Guevara Boonswang
Arbitrator(s): Madelyn A. Levy
Hearing Site: New York, NY
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| 11-01669 | 01/28/2013 | Claimant(s): J.P. Morgan Securities, JPMorgan Chase Bank, N.A.
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Sean Gorman, Thomas Lillard
Respondent Lawyers(s): Bradley D. Hergott, Simon J Hill
Arbitrator(s): Roger B. Johnston, Philip J. Glick, Seymour Andrew Newman
Hearing Site: Chicago, IL
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| 10-02174 | 10/22/2012 | Claimant(s): Magnolia Capital Advisors.
Claimant Lawyers(s): William C Owen
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities
Respondent Lawyers(s): Arthur D. Felsenfeld
Arbitrator(s): Simone Sicola, Jeffrey W. Helms, Angelo J. Infantino
Hearing Site: Jacksonville, FL
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| 11-00792 | 07/16/2012 | Claimant(s): J.P. Morgan Securities, JPMorgan Chase Bank N.A.
Claimant Lawyers(s): Jordan D. Becker
Respondent(s): Morgan Stanley, Timothy Soderquist
Respondent Lawyers(s): J. Scott Paul, John S. Lutz
Arbitrator(s): Bruce Brown, Edward F. Altman, Richard Djokic
Hearing Site: Denver, CO
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| 09-02264 | 07/22/2011 | Claimant(s): Smith, Moore & Co.
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael P. Manley
Arbitrator(s): Frederick Michael Switzer, James M. Stern, David A. Fingerhut
Hearing Site: St. Louis, MO
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| 09-03681 | 10/08/2010 | Claimant(s): Shanawaz Basith
Claimant Lawyers(s): Catherine E. Anderson
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Marilyn J. Salzman, Peter A. Goldman, Alan Gradzki
Hearing Site: New York, NY
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| 07-00695 | 06/29/2010 | Claimant(s): Dan Breslauer
Claimant Lawyers(s): Tally M. Wiener
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Kevin B. Leblang
Arbitrator(s): James J. Fishman, Hugh N. Fryer, Alice Holly Oshins
Hearing Site: New York, NY
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| 09-01532 | 05/03/2010 | Claimant(s): J.P. Morgan Securities, JP Morgan Chase and Company
Claimant Lawyers(s): Murphy J. Foster
Respondent(s): Wachovia Securities, James Poche, Kevin Knobloch, Shaun Burns
Respondent Lawyers(s): Thomas K. Potter
Arbitrator(s): C. Ellis Henican, David J. Schexnaydre, Richard J. Clement
Hearing Site: New Orleans, LA
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