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FINRA Awards for J.P. Morgan Securities

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Displaying 111-120 out of 175 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0088811/13/2018Claimant(s): Alexander Sugar
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Morgan Stanley, J.P. Morgan Securities
Respondent Lawyers(s): Joseph A. Sack, Thomas J. Cahill
Arbitrator(s): James R. Collins
Hearing Site: Boston, MA
18-0129310/31/2018Claimant(s): Ivan Alfaro-Ismodes
Claimant Lawyers(s): Eugene Small
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Matthew Chow
Arbitrator(s): James J. Fishman, Stevon Lord Forrester, Peter McClellan Wright
Hearing Site: New York, NY
17-0315610/26/2018Claimant(s): Jason Sanders
Claimant Lawyers(s): Adam Kauff
Respondent(s): Chase Investment Services Corp., J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
18-0020510/19/2018Claimant(s): George Schietinger
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY
17-0027906/26/2018Claimant(s): Mohamed Ahmed
Claimant Lawyers(s): Robert A. Giacovas
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Lawerence R. Sandak
Arbitrator(s): Paul Bennett Marrow, Thomas J. Stock, Marc S. Schindelheim
Hearing Site: New York, NY
17-0030804/12/2018Claimant(s): John Storm
Claimant Lawyers(s): John Gregory Storm
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey A. Wortman
Arbitrator(s): Marie Ann Stein, Steven H. Gentry, Mario Cavar Bickham
Hearing Site: Los Angeles, CA
17-0137103/30/2018Claimant(s): MD Salam
Claimant Lawyers(s): MD Imam Salam
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Joan L. Rosenstock
Arbitrator(s): Joseph R. Brancaleone, David John Reilly
Hearing Site: New York, NY
16-0370203/28/2018Claimant(s): Christine Paul
Claimant Lawyers(s): Daniel W Rucker
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Michael J. Meeusen, Gregory M. Gendron, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI
17-0058103/27/2018Claimant(s): Mihail Naumovski
Claimant Lawyers(s): Marc D. Schifanelli
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Alyson Terrell
Arbitrator(s): Sheldon M. Jaffe, W. Scott Bowersock, George Herman Frisch
Hearing Site: Los Angeles, CA
17-0284402/26/2018Claimant(s): Michael Ferguson
Claimant Lawyers(s): Owen Harnett
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Matthew Chow
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY

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