21-03059 | 08/05/2022 | Claimant(s): Robert Wolfe Claimant Lawyers(s): Benjamin Winograd Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Diane M. Perry Hearing Site: Boca Raton, FL
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21-01006 | 02/08/2022 | Claimant(s): Virginia Thompson Claimant Lawyers(s): James P. Galvin Respondent(s): Stifel, Nicolaus & Co.., UBS Financial Services Inc., Janney Montgomery Scott LLC, J.P. Turner & Company, L.L.C. Respondent Lawyers(s): Benjamin J. Biard, Jill B. Clarke, John Murphy, Paul Klein Arbitrator(s): Sheryl Sagel, Nanci Sondra Landy, Jason Allen Rosner Hearing Site: Boca Raton, FL
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21-02027 | 01/27/2022 | Claimant(s): Paul DiPietro Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Investors Capital Corp. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
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21-00361 | 12/17/2021 | Claimant(s): Thomas Seiler Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): John J. Jordan, Donald S. Bauman, Kattina V. Barsik Hearing Site: Philadelphia, PA
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21-01593 | 12/07/2021 | Claimant(s): Nicolas Rueda Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Katherine B. Harrison Arbitrator(s): Robert G. Falbisaner Hearing Site: Boca Raton, FL
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21-00357 | 12/01/2021 | Claimant(s): Thomas Seiler Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Frank P. Santangelo, Robert C. Scanlan, Lorrie E Whitfield Hearing Site: Philadelphia, PA
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19-03104 | 09/29/2021 | Claimant(s): Paul Murphy Claimant Lawyers(s): Chad Weaver Respondent(s): Calton & Associates., J.P. Turner & Company, Newport Coast Securities. Respondent Lawyers(s): Benjamin J. Biard, Christopher A. Cokinis, Kevin Lee Arbitrator(s): Gayle B. Carlson Hearing Site: Orlando, FL
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21-00356 | 09/15/2021 | Claimant(s): Thomas Seiler Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A Pizzitola Arbitrator(s): John J. Jordan, Thomas Naylor, Kathleen Jones Spilker Hearing Site: Philadelphia, PA
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20-04205 | 08/03/2021 | Claimant(s): Alex Shore Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Joseph Charles Smolira, A.J. Seier, James A. McIntosh Hearing Site: Nashville, TN
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20-02720 | 07/08/2021 | Claimant(s): Joseph Marino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Robert Titus Hearing Site: Hartford, CT
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