Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01331 | 01/28/2019 | Claimant(s): Roger Deal Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Philip J. Glick Hearing Site: Omaha, NE | ||
| 18-00674 | 01/25/2019 | Claimant(s): Thomas Kelly Claimant Lawyers(s): Dochtor Kennedy Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 18-00790 | 01/25/2019 | Claimant(s): David Garrison Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Robert L. Chisolm Hearing Site: Kansas City, MO | ||
| 18-02029 | 01/25/2019 | Claimant(s): Matthew Turner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): GunnAllen Financial Respondent Lawyers(s): Soneet R. Kapila Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | ||
| 18-02111 | 01/25/2019 | Claimant(s): John Redfearn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): QA3 Financial Corp. Respondent Lawyers(s): Coporate Officer Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 18-02175 | 01/25/2019 | Claimant(s): John Balcerzak Claimant Lawyers(s): Dochtor Kennedy Respondent(s): WMA Securities., World Group Securities. Respondent Lawyers(s): Clive Slovin, Susan D. Duff Arbitrator(s): Lynne T. Albert Hearing Site: Charlotte, NC | ||
| 18-02410 | 01/25/2019 | Claimant(s): Andrew Zimmerman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA | ||
| 18-01473 | 01/24/2019 | Claimant(s): Matthew Brodman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citizens Securities. Respondent Lawyers(s): Geoffrey W. Millsom Arbitrator(s): Jim Geiger Hearing Site: Pittsburgh, PA | ||
| 18-02700 | 01/24/2019 | Claimant(s): Kevin Turnock Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Carl Shechter Hearing Site: Boca Raton, FL | ||
| 18-02378 | 01/23/2019 | Claimant(s): Eric Schindler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): National Planning Corporation, United Pacific Securities. Respondent Lawyers(s): Scott Forbush, Thomas C. Altfillisch Arbitrator(s): Mandel E. Himelstein Hearing Site: Dallas, TX |