Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01330 | 11/05/2019 | Claimant(s): Michael Murphy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 19-00472 | 11/04/2019 | Claimant(s): Eric Vogen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Lindsay E. Wuller Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC | ||
| 18-01977 | 11/01/2019 | Claimant(s): Richard Wesselt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SA Stone Wealth Management Inc. Respondent Lawyers(s): Craig Hymowitz Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 19-01206 | 11/01/2019 | Claimant(s): Mark Elston Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Philip Aaron Tymon Hearing Site: Reno, NV | ||
| 19-01205 | 10/31/2019 | Claimant(s): Mark Elston Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Julie Flynn Arbitrator(s): Helen Marinak Blohm Hearing Site: Reno, NV | ||
| 19-01033 | 10/30/2019 | Claimant(s): Patrick Borecky Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Scottrade Inc. Respondent Lawyers(s): Marcia A. Washkuhn Arbitrator(s): Allan R. Lazor Hearing Site: Little Rock, AR | ||
| 19-00062 | 10/28/2019 | Claimant(s): Alan Brookshire Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Olivia L. Jones Arbitrator(s): Harvey R. Linder Hearing Site: Charlotte, NC | ||
| 19-00885 | 10/24/2019 | Claimant(s): Edward Hildebrand Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Stephens Respondent Lawyers(s): Jana Kim Fowler Arbitrator(s): Lynne M. Gomez Hearing Site: Little Rock, AR | ||
| 19-00402 | 10/22/2019 | Claimant(s): Benjamin Brayshaw Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Questar Capital Corporation Respondent Lawyers(s): Jeffrey D. Hedlund Arbitrator(s): Linda J. Baer Hearing Site: Manchester, NH | ||
| 19-00170 | 10/17/2019 | Claimant(s): Alan Brookshire Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Jason Alexander Diamond Hearing Site: Charlotte, NC |