| 24-00246 | 05/03/2024 | Claimant(s): D.A. Davidson & Co.
Claimant Lawyers(s): Nancy L. Hendrickson
Respondent(s): Avya Daver
Respondent Lawyers(s): Avya Daver
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
| | |
| 23-02474 | 04/25/2024 | Claimant(s): Zak Shaik
Claimant Lawyers(s): Zak Shaik
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Caitlin P. Cascino
Arbitrator(s): Edward W. Morris, Jess A. Bunshaft, Alan Steven Mittleman
Hearing Site: Jersey City, NJ
| | |
| 23-01153 | 12/26/2023 | Claimant(s): Securities America.
Claimant Lawyers(s): Justin Sacca
Respondent(s): Robert Thomas
Respondent Lawyers(s): Robert A. Thomas
Arbitrator(s): Edward W. Morris
Hearing Site: Augusta, ME
| | |
| 23-00225 | 06/15/2023 | Claimant(s): Eric Yamin
Claimant Lawyers(s): David E. Robbins
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Madelyn A. Levy, Edward W. Morris, Gerald M. Levine
Hearing Site: New York, NY
| | |
| 23-00164 | 04/06/2023 | Claimant(s): Josef Najar
Claimant Lawyers(s): David E. Robbins
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): G. Wayne Hillis, Jr.
Arbitrator(s): Fred S. Pieroni, Edward W. Morris, Joanne Basso Mack
Hearing Site: New York, NY
| | |
| 21-00816 | 01/30/2023 | Claimant(s): Bruce Ryan, Richard Kreger, RHK Capital
Claimant Lawyers(s): Richard Slavin
Respondent(s): Susan Lemoine, William McCance, Advisory Group Equity Services Ltd., Trust Advisory Group LTD
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Edward W. Morris, Christian Leslie Billet, Jay Alan Kranis
Hearing Site: New York, NY
| | |
| 22-00796 | 12/13/2022 | Claimant(s): Daniel Muskat
Claimant Lawyers(s): Stephan Louviere
Respondent(s): NYLife Securities LLC, MML Investors Services
Respondent Lawyers(s): Christopher J. Murdoch, Julie E. Ravis
Arbitrator(s): Edward W. Morris
Hearing Site: Manchester, NH
| | |
| 21-01095 | 04/27/2022 | Claimant(s): Marlen Osadchy
Claimant Lawyers(s): Christopher D. Warren
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Edward W. Morris, Cynthia Kouril, Joanne Sari Feld
Hearing Site: New York, NY
| | |
| 21-00115 | 09/07/2021 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Kim M. Monchik
Respondent(s): Joshua Vandress
Respondent Lawyers(s): Jon-Jorge Aras
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
| | |
| 20-03879 | 07/20/2021 | Claimant(s): Ana Pazmino
Claimant Lawyers(s): Darryl J. Bouganim
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Paul K. Barenholtz, Annamaria Boccia Smith, Edward W. Morris
Hearing Site: New York, NY
| | |
